Dedicated to Helping You Secure Your Practice

The Arbor Point Advisors compliance program provides a holistic, risk-based approach to compliance through access to seasoned industry professionals and leading technology. Our team of experts will ensure your office stays current with the most recent regulations enacted at the state and federal levels. Your experience will begin with turnkey SEC and state registration that allows you to focus your time and effort on growing your business. With Arbor Point Advisors, you’ll have access to easy to read regulatory documents, a library of principal-approved advertising and marketing material, social media training and support, industry-leading disclosure documents, and on-site regulatory examination support.

Your office will also have access to a highly trained regional sales supervision principal who specializes in supporting your practice. As a compliance professional, your regional sales supervision principal will take the time to understand the goals and investment strategy of your practice. In response, you will have a supervisor who is interested in the growth and success as well as the protection of your practice. Whether supporting your office through automation of compliance processes or access to our industry expertise, Arbor Point Advisors is dedicated to helping you secure your practice.